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RegTech: Opportunities and Challenges for Risk and Compliance - November 8, 2017 - New York, NY
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RegTech: Opportunities and Challenges for Risk and Compliance

 

November 8, 2017

5:30PM  to 8:30PM

 

  

Hosted by: Bryan Cave

 

 

Bryan Cave 1290 Avenue of the Americas, 35th Floor New York, NY 10019

 

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DESCRIPTION


Join BayPay Forum and Protiviti at the Bryan Cave office in Midtown for a panel discussion and happy hour with leading experts from the RegTech community.

Hear from technologists, bankers, regulators and advisors about how innovative technologies can add speed, security, agility and accuracy in complying with regulatory requirements and drive operational excellence.


We hope you can make it to this event and feel free to spread the word.


This event is FREE for Business Members ($24.99/month).
The Live Streaming and its video archive of this event is FREE for Online Members ($34.99/month).

 

 

 

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VIDEO OF THE EVENT

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AGENDA

5:30 PM Welcome & Introduction by Shubhendu Mukherjee, Director, Risk & Compliance at Protiviti
6:00 PM Panel Discussion
  Alex Baydin, Founder and CEO at PerformLine
  Tyrone Canaday, Managing Director, Technology Consulting at Protiviti
  Coenraad van der Poel, Managing Director at Americas, UiPath
  Christopher Tocin, BSA/AML/OFAC Technology and Data Lead at M&T Bank
  Panel moderated by Vishal Ranjane, Managing Director, Risk & Compliance Solutions at Protiviti
7:30 PM Cocktails & Networking
8:30 PM  End of Session

INTRODUCTION

Shubhendu Mukherjee

Director, Risk & Compliance at Protiviti

Shubhendu Mukherjee is a Director in the Risk and Compliance solution of Protiviti. He has over 20 years of experience in Financial Services industry and specializes in Anti Money Laundering (AML) and Sanctions. Shubhendu has advised and assisted senior management and Boards on regulatory compliance. Shubhendu has successfully led several global engagements/teams, at large financial institutions to help comply with regulatory requirements. He has also worked at the Financial Market Integrity Group of the World Bank in DC and has significant experience in handling retail and commercial banking operations while working at the State Bank of India.

Shubhendu Mukherjee

PANELISTS

Alex Baydin

Founder and CEO at PerformLine

Alex Baydin is the Founder and CEO of PerformLine, a RegTech company delivering automated compliance solutions for enterprises to mitigate regulatory risk and ensure brand safety across all consumer interactions channels including web, voice, chat and mobile. With the launch of PerformLine almost 10 years ago, Alex began pioneering a new industry around marketing compliance to help leading financial institutions, higher education marketers and those in any regulated industry meet their consumer protection obligations. Alex is a member of the Executive Board of the IRTA (International RegTech Association) and the Chapter Co-President of the USA, East Coast. Alex is a frequent speaker and guest columnist on the topics of regulatory compliance, SaaS technologies, consumer protection and risk management.

Alex Baydin

Tyrone Canaday

Managing Director, Technology Consulting at Protiviti

Tyrone Canaday is a Managing Director and leads our New York Financial Services Technology Strategy and Operations practice in addition to the firm’s global emerging technologies and fintech efforts. He has over 17 years of experience in the financial services industry with an accomplished career in strategic management, delivery of key transformational initiatives, and top/bottom-line solutions to global firms. Tyrone joined Protiviti in 2014, where previously, he served as the CIO of a privately-held, independent advisory fintech offering an innovative behavioral economic mortgage incentives platform. Earlier, Tyrone spent over 10 years in strategy and management consulting firms aligning business to technology and operations across functional and organizational boundaries to improve growth and profitability.

Tyrone Canaday

Coenraad van der Poel

Managing Director at Americas, UiPath

Coenraad van der Poel leads UiPath’s Americas business and is a key driver of UiPath’s rapid market growth. As Managing Director – Americas, he is responsible for all go-to- market operations and customer relationships in North and South America.

Coenraad is a dynamic enterprise sales and account management leader with substantial achievements leading business units and starting up new markets in the enterprise software, data analytics, and outsourcing and intelligent automation markets.

Gaining from his experiences at Accenture, EzGov, HP Enterprise Services, and Dun & Bradstreet, Coenraad’s team focuses relentlessly on delivering value to the customer. At EzGov, Coenraad built a $25M business from a standing start. With an MBA from Rotterdam’s Erasmus University, and global roles throughout his career, Coenraad’s international credentials are key to his successes.

Coenraad van der Poel

Christopher Tocin

BSA/AML/OFAC Technology and Data Lead at M&T Bank

Christopher Tocin is the BSA/AML/OFAC Technology and Data Lead within M&T Bank. Chris’ responsibilities are focused around the Strategic Direction for the Regulatory Technologies under his direction. Most recently, this includes development of Customer Risk Rating Capabilities, developing approaches for NYSDFS Part 504 compliance, strategic direction for new transaction monitoring capabilities and teaming up with the COO for introduction of Robotic Process Automation within the Financial Investigations Unit. Chris also works with all areas of M&T Bank to assess and understand any AML impacts based on decisions that are made throughout the organization. Chris is an active member of the M&T AML Governance Committee, M&T Bank Data Council, and Chair of the Oracle Peer Bank SMART Group.

Christopher Tocin

MODERATOR

Vishal Ranjane

Managing Director, Risk & Compliance Solutions at Protiviti

Vishal Ranjane is a Managing Director with Protiviti in the firm’s Risk and Compliance consulting practice. He also leads the practice’s RegTech initiative. He has over 20 years of Process Reengineering/Business Transformation experience predominantly in the areas of Financial Services, Organizational Design & Strategic Planning. Vishal has advised Executive Management both as an internal employee as well as an external consultant in matters regarding Integrating Business and Technologies while taking a process centric view. Prior to joining Protiviti, Vishal was the Group Vice President of Bank-wide Transformation at M&T Bank. In this role, he led strategic compliance initiatives, including a transformative AML framework to create new sustainable processes related to the customer experience (Know your customer) and led a multi-year Transaction Monitoring Enhancement Initiative. Prior to that, he led the AML Remediation activities at HSBC Bank USA/North America. While at HSBC, Vishal created and led the Project Management Office and associated transformation initiatives that addressed the company’s regulatory, resourcing, and process standardization needs working closely with HSBC’s Executive Management (C-Suite) and Regulators.

Vishal Ranjane

EVENT LOCATION

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LIST OF ATTENDEES

Location Bryan Cave 1290 Avenue of the Americas. 35th Floor New York, NY 10019

Additional Information about this event:

Wednesday 08 November 2017, 05:30pm - 08:30pm
   
Official Event Website: more info
Number of expected attendees: Not defined
This event has an exhibit: Not defined
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