Events Calendar
| Preparing for New FINRA Senior Investor Protection Rules | |||
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| With the February implementation deadline fast approaching, join SIFMA for a Senior Investor Protection Seminar to take a deep dive into FINRA rules 2165 and 4512. Industry experts and regulators will gather to review these new rules, which will provide firms with a safe harbor for temporarily holding suspect disbursements and requires firms to attempt to collect trusted contact information from all their clients. During this half-day program, participants will have the opportunity to analyze the new rules and discuss the various implementation strategies of firms of all sizes and business models. | |||
| Location New York, USA | |||
Additional Information about this event: |
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| Wednesday 13 September 2017, 08:00am - 05:00pm |
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| Official Event Website: more info | |||
| Number of expected attendees: Not defined | |||
| This event has an exhibit: Not defined | |||
| YouTube Video for this event: | |||
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