Events Calendar

Regtech - Do we need it? - November 15, 2016 - San Francisco, CA
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Regtech - Do we need it?
November 15, 2016 - San Francisco, CA

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Protiviti Offices
555 Market Street, Suite 1800,
San Francisco, CA


Tuesday, November 15, 2016
5:30 PM - 8:30 PM


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“RegTech – The Emergence of Financial Technology (FinTech) in Regulatory Compliance”


Historically, the Financial Services sector has been an early adopter of technological innovations because of the high dependence on information and data. While in recent years we’ve seen this emerging digitization evolve into optimizing the customer experience and operational efficiency; RegTech employs the same acuity to technologies focused on the prevention of fraud, the management of risk, and compliance with regulations.


Join us on Tuesday, Nov. 15 as we discuss the RegTech in greater detail, including:

• Key Characteristics of RegTech

• The RegTech Ecosystem

• Implications to Compliance Professionals

Feel free to inform colleagues about this event who may be interested.

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5:30 PM Reception
6:20 PM Announcement
6:30 PM Panel Discussion
  Panel moderated by Lance Brown, Senior Manager at Protiviti
  Mike Gardner, Managing Director and Head of Center at BNY Mellon Innovation Center
  Anatoly Kvitnitsky, VP of Growth at Trulioo
  Daniel Wheeler, Partner at Bryan Cave
8:30 PM Networking


Mike Gardner

Managing Director and Head of Center at BNY Mellon Innovation Center

Michael Gardner is a managing director and Head of Center at the BNY Mellon Innovation Center, Silicon Valley. Mike is responsible for ensuring access to the best and latest Silicon Valley expertise and technology, to supplement the company’s other innovation centers and technologists around the world. Mike leads a team of actively engaged software architects and data scientists delivering software into the BNY Mellon private cloud, and manages relationships with universities, startups, and the investment community to ensure access to best of breed emerging technology.

A Silicon Valley veteran, Mike has nearly 30 years of experience in software engineering entrepreneurship, and executive leadership. Prior employers include Borland (a well-known programming tools and database provider), eBay, LiveOps, and Apigee, where he led technology efforts to build and run the Apigee public cloud and advised on enterprise digital transformations and innovation.


mike gardner

Anatoly Kvitnitsky

VP of Growth at Trulioo

Anatoly has a wealth of experience working in strategy and corporate development within financial technology, credit, consumer healthcare and identity markets. His deep understanding of the data industry combined with his thoughtful and strategic approach to nurturing relationships has helped him win partnership, investment, and acquisition opportunities with global data companies. Before joining Trulioo, Anatoly was on the Corporate Development and Strategy team at Experian Consumer Services.




Anatoly Kvitnitsky 270x270

Daniel Wheeler

Partner at Bryan Cave

Daniel Wheeler is a financial regulation partner at the Bryan Cave LLP law firm and the global leader of their Financial Technology team. For 18 years, he has helped banks, financial technology companies, credit unions and other financial institutions innovate, including the design and upgrade of consumer and commercial financial products and business lines. He also helps clients solve significant regulatory challenges involving the Federal Reserve, FDIC, OCC, NCUA, CFPB and state financial regulators.




Lance Brown

Senior Manager at Protiviti

Lance is a Senior Manager within Protiviti’s Risk and Compliance practice and Financial Services Industry. He has over 20 years financial services experience most notably in lending, credit risk, and compliance management. Prior to joining Protiviti, Lance worked for a leading US private banking and wealth management firm, where he managed the compliance monitoring program to ensure bank-wide compliance with numerous lending and deposit related regulations, including but not limited to, Truth in Lending, RESPA, HMDA, and Regulation B/ECOA. He also oversaw the compliance monitoring program for the firm’s trust operations unit.

Lance was also one of the initial business unit compliance officers for a top Silicon Valley commercial bank, where he successfully coordinated with Corporate Compliance, lending teams and management, and various other groups within the bank to implement a robust lending compliance program.

Lance Brown






Location Protiviti Offices 555 Market Street, Suite 1800, San Francisco, CA

Additional Information about this event:

Tuesday 15 November 2016, 06:00pm - 08:00pm
Official Event Website: more info
Number of expected attendees: Not defined
This event has an exhibit: Not defined
YouTube Video for this event:
Contact This email address is being protected from spambots. You need JavaScript enabled to view it.
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