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SEC adopts rules on cybersecurity risk management and incident disclosure

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Category: Markets News
27 July 2023

The Securities and Exchange Commission today adopted rules requiring registrants to disclose material cybersecurity incidents they experience and to disclose on an annual basis material information regarding their cybersecurity risk management, strategy, and governance.

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Warwick Business School opens fintech research centre

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Category: Markets News
27 July 2023

Warwick Business School has opened a research centre for financial technology backed by a £3 million donation from Clive Gillmore, an alumnus of Warwick University and CEO and Group CIO of Mondrian Investment Partners

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SEC proposes new restrictions on the use of predictive analytics

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Category: Markets News
27 July 2023

The Securities and Exchange Commission today proposed new rules that would require broker-dealers and investment advisers (collectively, “firms”) to take certain steps to address conflicts of interest associated with their use of predictive data analytics and similar technologies to interact with investors to prevent firms from placing their interests ahead of investors' interests.

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Agile ESG reporting software key in evolving regulatory landscape

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Category: Markets News
27 July 2023

Mounting regulatory requirements and growing stakeholder pressure is driving a surge in demand for ESG reporting and data management software, creating a multi-billion dollar market that vendors need to keep up with, according to a report from research firm Verdantix.

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Archax unveils 24x7 crypto exchange

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Category: Markets News
26 July 2023

Archax, the global, regulated, digital asset exchange, broker and custodian, has today announced the launch of its institutional focused, 24x7 crypto exchange.

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More Articles …

  1. Johannesburg Stock Exchange and big xyt from joint venture
  2. Austrian fintechs AgenaTrader and TradersYard raise €3.5m
  3. Euronext makes TradeLog employee trade monitoring tool available across Europe
  4. UK regtech eflow raises £7m for global expansion
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